Tag: Regulation
SEC hands $25m penalty to Deutsche Bank subsidiary for AML violations and ESG “misstatements”
The US Securities and Exchange Commission (SEC) imposes a $25 million penalty on DWS Investment Management Americas Inc. (DIMA), a subsidiary of Deutsche Bank,...
Lithuanian credit union group Kreda taps Amlyze for AML and compliance services
Kreda has chosen Lithuanian regtech company Amlyze as its preferred provider of anti-money laundering and compliance services, aiming to modernize its compliance standards.
FactsKreda,...
ICYMI fintech funding round-up: Fuze, Enigio, DKK Partners and more
Fuze, a UAE-based fintech, raised $14 million in seed funding. Enigio secured €3 million from Lloyds Banking Group. DKK Partners closed a £3 million...
Sibos dreams of a T+1 settlement utopia on eventful day three
Experts at Sibos discuss the benefits, risks, and challenges of settling securities in one day or less, focusing on T+1 settlement times.
FactsSibos panels...
Accounting software firm Tipalti expands to Europe with EMI licence and localised offering
US-based finance automation platform Tipalti expands into Europe with an Electronic Money Institution (EMI) license and a localized solution to serve the European market,...
Chatham Financial names Sam Graziano as managing director
Chatham Financial, a Pennsylvania-based risk management advisory and technology firm, has appointed Sam Graziano, a technology entrepreneur, as its new managing director.
FactsChatham Financial,...