Tag: Regulation

European Banking Authority (EBA): Published its detailed annual work programme for 2020 The work programme has developed based on the tasks specified in the...

National Bank of Canada (NBC): Gone live on Murex’s MX.3 Risk and Regulatory Suite NBC aims to meet Fundamental Review of the Trading Book...

Finra: Fined UBS with $2m fine for short position failures Finra will also require the bank to pay restitution to customers who may have...

National Australia Bank Ltd (NAB): Charge reduces cash earnings by AUD1.12bn NAB amost doubled funds set aside to repay customers for overcharged fees to...

Atloona Bank: Partners with Computer Services, Inc. (CSI) The move by Atloona, which currently boasts $223 million in assets, increase its operational efficiencies Altoona...

UK Finance: Launched the Community Access to Cash Initiative for bigtech collaboration Cash Initiative to identify and secure convenient access to cash and payment...

Financial Conduct Authority (FCA): Fined Prudential £23.8m for misselling retirement products Prudential is a life insurance and savings company It fined for selling retirement...

Securities and Exchange Commission (SEC): Introduces new rule to boost ETF competition SEC has issued more than 300 exemptive orders allowing ETFs to operate...

German Federal Ministry of Finance (BMF): Aims to correct Mifid II “excesses” BMF expressed a commitment to correcting the “excesses” of the second Markets...

Revolut: Signed up German regulatory reporting firm BearingPoint The deal an important part of the bank’s attempts to become a global business Abacus360 provides...