Tag: SEC
SEC: Forces UBS to return $8 million to investors in complex ETF product
SEC: Forces UBS to return $8 million to investors in complex ETF productSEC filed a settled action against UBS Financial Services Inc. for...
SEC: FinHub becomes standalone office
The SEC announced that the SEC's Strategic Hub for Innovation and Financial Technology, commonly referred to as FinHub
Valerie A. Szczepanik will continue...