Tag: SEC

Binance Civil Enforcement Action Against SEC Dismissed: What It Means for Crypto

FinTech Arun - May 30, 2025

A Closer Look at the Implications of the Dismissal for Binance and the Broader Cryptocurrency Market Highlights: The SEC's civil...

SEC Drops Another Crypto Case: What It Means for the Industry

FinTech Arun - February 26, 2025

Exploring the Implications of the SEC's Withdrawal on Cryptocurrency Regulation Highlights: The SEC has decided to drop a recent case...

SEC Drops Investigation into Robinhood’s Crypto Activities

FinTech Olivia Bennett - February 25, 2025

What This Means for the Future of Cryptocurrency Regulation and Investment Highlights: The SEC has officially concluded its investigation into...

Digital Currency Group Settles SEC Charges with $38 Million Payment

Banking Laura M - January 18, 2025

Firm Agrees to Pay Fine Over Misleading Investors About Genesis Collapse Highlights: $38 Million Fine: Digital Currency Group agrees to...

US asset managers apply to SEC for bitcoin ETFs

Banking Laura M - June 24, 2023

Several major asset managers, including BlackRock, WisdomTree, and Invesco, have applied to the U.S. Securities and Exchange Commission (SEC)...

SEC: Proposes New Requirements to Address Cybersecurity Risks to the U.S. Securities Markets

Banking Laura M - March 22, 2023

SEC: Proposes New Requirements to Address Cybersecurity Risks to the U.S. Securities Markets SEC proposed requirements for broker-dealers, clearing...

SEC: Updates Electronic Filing Requirements

Banking Laura M - June 6, 2022

SEC: Updates Electronic Filing Requirements SEC announced that it adopted amendments to require certain forms that currently are permitted...

SEC: Charges Five Russians in $80 Million Hacking and Trading Scheme

Banking Laura M - December 22, 2021

SEC: Charges Five Russians in $80 Million Hacking and Trading Scheme SEC announced fraud charges against five Russian nationals...

SEC: Appoints Haoxiang Zhu Director of Division of Trading and Markets

Banking Laura M - November 22, 2021

SEC: Appoints Haoxiang Zhu Director of Division of Trading and Markets SEC announced the appointment of Haoxiang Zhu, a...

SEC: Proposes Updates to Electronic Recordkeeping Requirements

Banking Laura M - November 20, 2021

SEC: Proposes Updates to Electronic Recordkeeping Requirements SEC is to protect investors, maintain fair, orderly, and efficient markets, and...

SEC: Charges DeFi company for defrauding investors out of $30 million

Banking Laura M - August 7, 2021

SEC: Charges DeFi company for defrauding investors out of $30 million SEC is to protect investors, maintain fair, orderly,...

SEC: Forces UBS to return $8 million to investors in complex ETF product

Banking Laura M - July 19, 2021

SEC: Forces UBS to return $8 million to investors in complex ETF product SEC filed a settled action against...

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