Tag: Reporting
SEC hands fintech investment advisor Titan $850,000 penalty for misleading clients
The US SEC fines Titan Global Capital Management $850,000 for misleading investors with hypothetical performance metrics and compliance failures.
FactsTitan Global Capital Management USA...
WealthKernel confirms Aqsa Tariq as new chief financial officer
Aqsa Tariq named Chief Financial Officer (CFO) of WealthKernel, a digital investment infrastructure provider. Tariq aims to enhance company growth through financial strategy execution....
SEC brings the hatchet down on Wall Street’s bad recordkeeping with $289m in fines
The US Securities and Exchange Commission (SEC) has fined 11 Wall Street firms a total of $289 million for widespread "off-channel" communications using personal...
Singapore’s MVGX launches carbon SaaS subsidiary, appoints ex-BSI exec to take the lead
Singapore-based fintech MVGX launches a subsidiary, MVGX Tech, specializing in carbon Software-as-a-Service (SaaS) products and services, led by former BSI executive Frank Zhang. The...
US climate tech start-up Persefoni secures $50m in Series C-1 funding round
US climate tech start-up Persefoni secures $50 million in funding, launches PersefoniGPT, an AI tool for carbon accounting and climate management.
FactsPersefoni, a climate...
FCA warns consumers against loan fee fraudsters amid rising summer borrowing
The Financial Conduct Authority (FCA) is combatting loan fee fraud in the UK as summer sees a peak in consumer borrowing. FCA launches a...