Tag: regulatory oversight
Thread Bank Appoints Dan Chang as Chief Compliance Officer to Strengthen Regulatory Oversight
Thread Bank names Dan Chang as its new Chief Compliance Officer, underscoring its commitment to enhancing compliance, governance, and regulatory standards in the evolving...
FCA Imposes £9.2 Million Fine on London Metal Exchange Following Nickel Market Crisis
Investigation Reveals Regulatory Failures in LME's Oversight of Nickel TradingHighlights: The FCA has levied a £9.2 million penalty against the LME for its mishandling...
UK MPs Renew Critique of FCA Amid Regulatory Concerns
Intensifying Scrutiny on the FCA: What's at Stake for the Financial Sector?Highlights: UK parliamentarians are ramping up their scrutiny of the Financial Conduct Authority...