Tag: Asset & Fund Management

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SEC brings the hatchet down on Wall Street’s bad recordkeeping with $289m in fines

The US Securities and Exchange Commission (SEC) has fined 11 Wall Street firms a total of $289 million for widespread "off-channel" communications using personal...

Singapore’s MVGX launches carbon SaaS subsidiary, appoints ex-BSI exec to take the lead

Singapore-based fintech MVGX launches a subsidiary, MVGX Tech, specializing in carbon Software-as-a-Service (SaaS) products and services, led by former BSI executive Frank Zhang. The...

Nutmeg and Chase UK CEO Sanjiv Somani resigns

JP Morgan executive Sanjiv Somani, CEO of Nutmeg and Chase in the UK, resigns from the firm, with Sanoke Viswanathan set to take over. Facts...

Nationwide Building Society transfers financial planning service to Aegon UK

Nationwide Building Society is transferring its financial planning service to Aegon UK, its investment partner of seven years, to enhance focus on other product...

Naga integrates Rezolve AI into its social trading platform

German fintech Naga partners with London-based Rezolve to incorporate the AI platform Brain into its social trading app, enhancing user experience and providing real-time...

Singapore’s Endowus raises $35m as it eyes regional expansion

Singapore-based digital wealth platform Endowus secures $35 million in funding to expand its wealth management services in Singapore and Hong Kong, focusing on personalization...