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HomeBankingSEC: Updates Electronic Filing Requirements

SEC: Updates Electronic Filing Requirements

SEC: Updates Electronic Filing Requirements

  • SEC announced that it adopted amendments to require certain forms that currently are permitted to be filed
  • The amendments also amend certain forms to require structured data reporting and remove outdated references
  • The amendments are intended to promote efficiency, transparency, and operational resiliency by modernizing
  • Electronic filing capabilities have helped address logistical and operational issues raised by the spread of COVID-19
  • The amendments will be published in the Federal Register and will be effective 30 days after publication in the Federal Register
  • The Commission is providing the following transition periods to provide filers with adequate time
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