SEC: Updates Electronic Filing Requirements

Must read

Laura M
Laura is a financial reporter, editor, and researcher with a particular interest in fintech innovation, capital markets, and the evolving global banking landscape.

SEC: Updates Electronic Filing Requirements

  • SEC announced that it adopted amendments to require certain forms that currently are permitted to be filed
  • The amendments also amend certain forms to require structured data reporting and remove outdated references
  • The amendments are intended to promote efficiency, transparency, and operational resiliency by modernizing
  • Electronic filing capabilities have helped address logistical and operational issues raised by the spread of COVID-19
  • The amendments will be published in the Federal Register and will be effective 30 days after publication in the Federal Register
  • The Commission is providing the following transition periods to provide filers with adequate time
- Advertisement -