BankingBusiness

Global Relay: Appoints senior FINRA executive to leadership team

  • Global Relay the leading provider of fully-compliant, cloud-based message archiving, supervision, and eDiscovery solutions for the global financial sector
  • Appointed prominent financial industry executive Chip Jones as Executive Vice President – Compliance
  • The role reports directly to Global Relay CEO Warren Roy who said; “I’m delighted that Chip has joined Global Relay
  • Chip joined from FINRA where he was the Senior Vice President, Member Relations and Education
  • Prior to joining FINRA, Chip spent six years as Vice President of Regulatory and Industry Affairs at American Express Financial Advisors
  • This new role allows to continue and broaden passion for helping the financial services industry maintain compliance with regulatory requirements
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Laura M
Laura M
Laura is a financial reporter, editor, and researcher with a particular interest in fintech innovation, capital markets, and the evolving global banking landscape.

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