Global Relay: Appoints senior FINRA executive to leadership team

  • Global Relay the leading provider of fully-compliant, cloud-based message archiving, supervision, and eDiscovery solutions for the global financial sector
  • Appointed prominent financial industry executive Chip Jones as Executive Vice President – Compliance
  • The role reports directly to Global Relay CEO Warren Roy who said; “I’m delighted that Chip has joined Global Relay
  • Chip joined from FINRA where he was the Senior Vice President, Member Relations and Education
  • Prior to joining FINRA, Chip spent six years as Vice President of Regulatory and Industry Affairs at American Express Financial Advisors
  • This new role allows to continue and broaden passion for helping the financial services industry maintain compliance with regulatory requirements
Laura M
Laura M
Laura is a financial reporter, editor, and researcher with a particular interest in fintech innovation, capital markets, and the evolving global banking landscape.

You May Also Like

UK Government Launches New Online Crime Squad to Combat Cybercrime

Specialized unit aims to enhance online safety and counter digital crime.Highlights: The UK government unveiled a new online...

NYSE Faces $9 Million Fine from SEC Over Trading Glitch

Regulatory action follows significant trading errors affecting market operations.Highlights: NYSE fined $9 million by SEC for a trading...

Stablecoin Startup Kast Raises $80 Million to Accelerate Growth

Funding aims to expand operations and enhance offerings in the stablecoin sector.Highlights: Kast raises $80 million inSeries A...

Nasdaq Connects European Trading Venues to Seturion Tokenized Asset Platform

New integration aims to enhance trading efficiency in Europe.Highlights: Nasdaq links European trading venues to Seturion platform.Integration focuses...