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Finance

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Marketing

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Politics

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Strategy

OCC Launches AWS GenAI Technology for Enhanced Financial Services

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FCA Regulator Neil Treloar Joins Qomply as COO to Accelerate Global Compliance Expansion

Former FCA senior official Neil Treloar has joined Qomply as Chief Operating Officer, as the regtech firm seeks to strengthen operations and scale its transaction reporting services internationally.

Highlights:

  1. Key Hire from FCA: Neil Treloar, with extensive regulatory strategy experience at the Financial Conduct Authority, has been appointed COO at Qomply.

  2. Regtech Growth & Talent Pull: Treloar becomes the third senior FCA alumnus to join Qomply after Sophia Fulugunya and Dan Fletcher, underscoring Qomply’s focus on hiring regulatory experts.

  3. Global Scaling Strategy: His appointment supports Qomply’s plan to “scale internationally,” strengthen operations, and deliver more robust, innovative compliance solutions (across EMIR, SFTR, MiFIR, etc.) to its clients.

Summary:

UK-based regtech company Qomply has appointed Neil Treloar, a veteran FCA regulator, as its new Chief Operating Officer. Treloar joins from the FCA, where he held senior oversight roles including lead supervision for wholesale brokers, trading venues, and CRA oversight. His move marks the third regulatory hire at Qomply from the FCA—after Sophia Fulugunya and Dan Fletcher—and reinforces the company’s strategy of hiring deep regulatory expertise as it scales.

Qomply, founded in 2019, provides transaction reporting and compliance services under regulatory frameworks like EMIR, SFTR, and MiFIR, and operates platforms such as ReportAssure and QomplyDirect. With Treloar as COO, Qomply aims to bolster its global operations, enhance its product offerings, and deliver more advanced compliance innovation to financial firms operating across multiple jurisdictions.

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