Broadridge: Acquires Innovative Compliance and Surveillance Solution
- Broadridge, a global fintech leader with over $9 billion in market capitalization, helps clients get ahead of today’s challenges
- Announced that it is further enhancing its regulatory compliance capabilities for broker-dealers
- The solution provides a combination of surveillance and regulatory reporting as well as compliance consulting capabilities for US regulations
- Committed to helping broker-dealers simplify the process of complying with an ever-changing set of regulatory requirements
- This tuck-in acquisition provides a natural extension of our reporting and compliance capabilities for pre and post-execution activities
- The acquisition enables to further extend its strategic regulatory reporting capabilities as well as add compliance
