Supports the broker-dealer compliance program through FINRA registrations and filings, employee compliance and personal trading reviews, communications surveillance, and regulatory initiatives.
| Company | CAIS |
|---|---|
| Industry | Fintech |
| Location | New York, NY, USA |
| Region | 🇺🇸 United States |
| Job Type | Full-time |
| Salary | $100K–$145K |
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